SOX-Compliant AI Automation
Deploy AI workforce solutions in financial environments with complete Sarbanes-Oxley compliance. Maintain robust internal controls while automating critical financial processes.
Key SOX Requirements
Section 302
CEO/CFO certification of financial reporting accuracy
- Automated control testing and validation
- Executive dashboard reporting
- Real-time financial data monitoring
- Certification workflow automation
Section 404
Internal controls over financial reporting (ICFR)
- Control documentation automation
- Risk assessment workflows
- Deficiency tracking and remediation
- Annual effectiveness testing
Section 409
Timely disclosure of material changes
- Automated monitoring of material events
- Real-time disclosure triggers
- Stakeholder notification systems
- Regulatory filing automation
Internal Controls Framework
IT General Controls (ITGC)
Technology controls supporting financial reporting
- Change management procedures
- Access control administration
- Computer operations monitoring
- Program development controls
Application Controls
Controls within financial applications
- Data input validation
- Processing accuracy checks
- Output review procedures
- Interface control monitoring
Entity Level Controls
Company-wide control environment
- Control environment assessment
- Risk assessment procedures
- Information and communication
- Monitoring activities
Audit & Compliance Capabilities
Immutable Audit Trails
Complete, tamper-proof record of all financial data interactions
Real-time Monitoring
Continuous monitoring of financial processes and controls
Automated Documentation
Auto-generated control documentation and testing evidence
Exception Reporting
Automated identification and reporting of control failures
Segregation of Duties
Automated enforcement of appropriate role separation
Data Integrity
Comprehensive data validation and accuracy controls
SOX Compliance Benefits
How Agentra helps maintain SOX compliance while improving efficiency
SOX Implementation Process
Assessment
Current controls and gap analysis
Design
SOX-compliant workflow design
Implementation
Automated controls deployment
Monitoring
Continuous compliance monitoring
Ready for SOX-Compliant Automation?
Transform your financial operations with AI that maintains full SOX compliance. Starting at $249/month with complete audit support.